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THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G AMENDMENT FILED ON FEBRUARY 18,
1997 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)
HENRY SCHEIN, INC.
(Name of issuer)
Common Stock, par value $0.01 per share
(Title of class of securities)
8064707102
(CUSIP number)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
1 NAME OF REPORTING PERSON
Leslie F. Bergman
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [x]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 5 SOLE VOTING POWER 0
SHARES
BENEFICIALLY 6 SHARED VOTING POWER 1,238,120
OWNED BY
EACH 7 SOLE DISPOSITIVE POWER 0
REPORTING
PERSON 8 SHARED DISPOSITIVE POWER 1,238,120
WITH
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,238,120
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [x]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT
Item 1(a). Name of Issuer:
The name of the Issuer is Henry Schein, Inc. (the
"Company").
Item 1(b). Address of Issuer's Principal Executive Offices:
The address of the Company's principal executive office is
135 Duryea Road, Melville, New York 11747.
Item 2(a). Name of Person Filing:
The name of the person filing is Leslie F. Bergman.
Item 2(b). Address of Principal Business Office or, if None,
Residence:
The address of Mr. Bergman's principal business office is
c/o Andersen Consulting, Jacquingasse 29, 1030 Wien, Austria.
Item 2(c). Citizenship:
Mr. Bergman is a German citizen.
Item 2(d). Title of Class of Securities
This Schedule relates to the Common Stock, par value $.01
per share ("Common Stock") of the Company.
Item 2(e). CUSIP Number:
The CUSIP number of the Common Stock is 806407102.
Item 3. If this statement is filed pursuant to Rule 13d-1(b),
or 13d-2(b), check whether the person filing is a:
Not Applicable
(a) [ ] Broker or Dealer registered under Section 15 of
the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19)
of the Act
(d) [ ] Investment Company registered under section 8 of
the Investment Company Act
(e) [ ] Investment Advisor registered under section 203 of
the Investment Advisors Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see 240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H)
Item 4. Ownership
As of December 31, 1996, Mr. Bergman was the beneficial
owner of 1,238,120** shares of Common Stock, which represents
5.6% of the class. As of December 31, 1995, Mr. Bergman shared
the power to vote, or direct the vote of, and dispose, or direct
the disposition of, 1,238,120 shares of Common Stock in his
capacity as co-trustee of trusts established by Stanley M.
Bergman under Trust Agreements dated September 14, 1994, April
14, 1995, and June 11, 1996 (the "Trusts").
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
____________________________
** Does not include (i) 201,065 shares of Common Stock owned by
Mr. Bergman's brother, Stanley M. Bergman, (ii) 2,907,820
shares of Common Stock which Mr. Bergman's brother, Stanley
M. Bergman, shares the power to vote, or direct the vote of,
in his capacity as voting trustee under two voting trust
agreements, and (iii) 3,919,265 shares of Common Stock
(other than the shares included in Item 4) held by certain
other stockholders of the Company that are subject to the
Amended and Restated HSI Agreement ("HSI Agreement"), dated
as of February 16, 1994, between certain of the Company's
stockholders and the Company, which generally provides that
(a) the Voting Trust under agreement dated September 30,
1994 among certain stockholders of the Company and Stanley
M. Bergman, as voting trustee (the "Voting Trust"), Pamela
Schein, the Trust established by Pamela Joseph under Trust
Agreement dated February 14, 1994, Marvin H. Schein, Stanley
M. Bergman, Martin Sperber, James P. Breslawski, and Steven
Paladino, (b) the spouse (or former spouse), children,
grandchildren or direct lineal descendants of, or parents
of, any of the persons in (a), (c) any estate of the persons
in (b), (d) any executor, guardian, committee, or other
fiduciary acting in such capacity (and the estates and
trusts for which they so act) solely on behalf or for the
benefit of any person referred to in (a) or (b), and (e) any
entity owned exclusively by any person referred to in (a)
and/or the individuals or entities referred to in (b), (c)
or (d), must vote all shares of the Company's voting
securities over which they have voting control for the
Company's nominees to the Board of Directors, which nominees
are selected in part by each of Stanley M. Bergman, Marvin
H. Schein, Pamela Joseph, and Pamela Schein. Pursuant to
the HSI Agreement, Stanley M. Bergman, Marvin H. Schein,
Pamela Joseph, and Pamela Schein will each select a certain
number of nominees for the Company's Board of Directors in
accordance with the HSI Agreement until the earlier of the
termination of the Voting Trust or January 1, 1999, subject
to extension under certain conditions to January 1, 2004,
unless certain changes occur in Marvin Schein's ownership of
Common Stock or other changes occur in the Company's
management. Currently, Mr. Schein, Ms. Joseph, and Ms.
Schein are entitled to select one nominee each to the Board
of Directors and Mr. Bergman is entitled to select the
remaining nominees to the Board of Directors. Mr. Bergman
disclaims beneficial ownership of such shares.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Marion Bergman, as co-trustee of the Trusts, and the Trusts
shared the right with Mr. Bergman to direct the receipt of
dividends from, or the proceeds from the sale of, the 1,238,120
shares of Common Stock.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the
Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the
Group
Not applicable.
Item 9. Notice of Dissolution of the Group
Not applicable.
Item 10. Certification
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: February 14, 1997
/s/Leslie F. Bergman
Leslie F. Bergman
OMB APPROVAL
OMB Number: 3235-0145
Expires: September 31, 1994
Estimated Average Burden
hours per response: 14.90
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. [_______])
HENRY SCHEIN, INC.
(Name of issuer)
Common Stock, par value $0.01 per share
(Title of class of securities)
8064707102
(CUSIP number)
Check the following box if a fee is being paid with this
statement [x]. (A fee is not required only if the filing person:
(1) has a previous statement on file reporting beneficial
ownership of more than five percent of the class of securities
described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
1 NAME OF REPORTING PERSON
Leslie F. Bergman
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [x]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
German
NUMBER OF 5 SOLE VOTING POWER 0
SHARES
BENEFICIALLY 6 SHARED VOTING POWER 1,456,785
OWNED BY
EACH 7 SOLE DISPOSITIVE POWER 0
REPORTING
PERSON 8 SHARED DISPOSITIVE POWER 1,456,785
WITH
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,456,785
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [x]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.0%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1(a). Name of Issuer:
The name of the Issuer is Henry Schein, Inc. (the
"Company").
Item 1(b). Address of Issuer's Principal Executive Offices:
The address of the Company's principal executive office is
135 Duryea Road, Melville, New York 11747.
Item 2(a). Name of Person Filing:
The name of the person filing is Leslie F. Bergman.
Item 2(b). Address of Principal Business Office or, if None,
Residence:
The address of Mr. Bergman's principal business office is
c/o Andersen Consulting, Jacquingasse 29, 1030 Wien, Austria.
Item 2(c). Citizenship:
Mr. Bergman is a German citizen.
Item 2(d). Title of Class of Securities
This Schedule relates to the Common Stock, par value $.01
per share ("Common Stock") of the Company.
Item 2(e). CUSIP Number:
The CUSIP number of the Common Stock is 806407102.
Item 3. If this statement is filed pursuant to Rule 13d-1(b),
or 13d-2(b), check whether the person filing is a:
Not Applicable
(a) [ ] Broker or Dealer registered under Section 15 of
the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19)
of the Act
(d) [ ] Investment Company registered under section 8 of
the Investment Company Act
(e) [ ] Investment Advisor registered under section 203 of
the Investment Advisors Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see Sec. 240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with Sec.
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with Sec.
240.13d-1(b)(1)(ii)(H)
Item 4. Ownership
As of December 31, 1995, Mr. Bergman was the beneficial
owner of 1,456,785 shares of Common Stock, which represents 8.0%
of the class. As of December 31, 1995, Mr. Bergman shared the
power to vote, or direct the vote of, and dispose, or direct the
disposition of, 1,456,785 shares of Common Stock in his capacity
as co-trustee of trusts established by Stanley M. Bergman under
Trust Agreements dated September 15, 1994 and April 14, 1995 (the
"Trusts").
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
** Does not include (i) 9,900 shares of Common Stock owned by
Mr. Bergman's brother, (ii) 3,981,423.13 shares of Common
Stock which Mr. Bergman's brother shares the power to vote,
or direct the vote of, in his capacity as voting trustee
under two voting trust agreements, and (iii) 9,940,087.03
shares of Common Stock (other than the shares included in
Item 4) held by certain other stockholders of the Company
that are subject to the Amended and Restated HSI Agreement
("HSI Agreement"), dated as of February 16, 1994, between
certain of the Company's stockholders and the Company, which
generally provides that (a) the Voting Trust under agreement
dated September 30, 1994 among certain stockholders of the
Company and Stanley M. Bergman, as voting trustee (the
"Voting Trust"), Pamela Schein, the Trust established by
Pamela Joseph under Trust Agreement dated February 14, 1994,
Marvin H. Schein, Stanley M. Bergman, Martin Sperber, James
P. Breslawski, and Steven Paladino, (b) the spouse (or
former spouse), children, grandchildren or direct lineal
descendants of, or parents of, any of the persons in (a),
(c) any estate of the persons in (b), (d) any executor,
guardian, committee, or other fiduciary acting in such
capacity (and the estates and trusts for which they so act)
solely on behalf or for the benefit of any person referred
to in (a) or (b), and (e) any entity owned exclusively by
any person referred to in (a) and/or the individuals or
entities referred to in (b), (c) or (d), must vote all
shares of the Company's voting securities over which they
have voting control for the Company's nominees to the Board
of Directors, which nominees are selected in part by each of
Stanley M. Bergman, Marvin H. Schein, Pamela Joseph, and
Pamela Schein. Pursuant to the HSI Agreement, Stanley M.
Bergman, Marvin H. Schein, Pamela Joseph, and Pamela Schein
will each select a certain number of nominees for the
Company's Board of Directors in accordance with the HSI
Agreement until the earlier of the termination of the Voting
Trust or January 1, 1999, subject to extension under certain
conditions to January 1, 2004, unless certain changes occur
in Marvin Schein's ownership of Common Stock or other
changes occur in the Company's management. Currently, Mr.
Schein, Ms. Joseph, and Ms. Schein are entitled to select
one nominee each to the Board of Directors and Mr. Bergman
is entitled to select the remaining nominees to the Board of
Directors. Mr. Bergman disclaims beneficial ownership of
such shares.
Marion Bergman, as co-trustee of the Trusts, and the Trusts
shared the right with Mr. Bergman to direct the receipt of
dividends from, or the proceeds from the sale of, the 1,456,785
shares of Common Stock.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the
Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the
Group
Not applicable.
Item 9. Notice of Dissolution of the Group
Not applicable.
Item 10. Certification
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: February 14, 1996
/s/Leslie F. Bergman
Leslie F. Bergman